Trade allocation surveillance
for investment advisers and asset managers
See the pattern
behind the trades.
TradeConduct detects unusual allocation behavior across orders, executions and accounts, then assembles the evidence for review.
From trade data to defensible review.
Trade allocation anomaly
Unusual post-trade allocation pattern detected
PM-014
Large Cap Growth
Allocation change (%)
Cumulative allocation to key accounts
Large data reveals real behavior
One trade rarely
tells you much.10,000 trades can.
Individual trades can look ordinary. It is the pattern across thousands of orders, executions and accounts that reveals what is really happening.
1 trade
A single data point is just noise.
100 trades
A few hints start to emerge.
10,000 trades
A clear pattern comes into focus.
NoiseInsight
Turn suspicious patterns into clear answers
From anomaly
to evidence.
TradeConduct connects orders, executions, accounts and peer benchmarks, then assembles what a reviewer needs to reach a conclusion — and to show how they reached it.
Investigation
Post-trade allocation pattern
Unusual concentration of favorable changes
PM-014
Large Cap Growth
- 31
- post-trade allocation changes
- 6
- peer median
- 5.2x
- above peer median
- 74%
- of favorable changes to three accounts
| Time | Security | Side | Shares | Allocation change | Impacted accounts |
|---|---|---|---|---|---|
| 10:14 | AAPL | Buy | 50,000 | +18% | A1, A3 |
| 10:27 | MSFT | Buy | 75,000 | +22% | A1, A2, A3 |
| 11:03 | NVDA | Buy | 40,000 | +16% | A3 |
| 11:28 | AMZN | Buy | 60,000 | +20% | A1, A3 |
| 13:12 | META | Buy | 35,000 | +17% | A1, A2 |
Fits your environment
Your data can stay
where it already lives.
We are not assuming firms will hand order and allocation files to a third-party website. TradeConduct is being designed around secure, read-only access to the systems a firm already runs — including deployments where the analysis stays inside the firm's own environment.
Your data, where it lives
- AladdinOrder and portfolio management
- Charles RiverOrder and portfolio management
- SnowflakeData warehouse
- Custodian feedsPositions and settlement
TradeConduct
Secure, read-only connectivity
Turn data into oversight
- SurveillanceDetect unusual allocation behavior
- ExceptionsPrioritise what needs review
- Compliance reviewEvidence trail and reporting
A more defensible tomorrow
We’re building TradeConduct
with compliance teams.
Get early access and help shape the future of trade allocation surveillance.
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We’ll be in touch as TradeConduct takes shape.
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